| 2010 |
|
|
| Ongoing |
Red Lion Hotels Corporation (NYSE: RLH) Corporate finance and strategic advisory services |
--
|
| August 10 |
LTC Properties, Inc. (NYSE: LTC) Registered direct placement of common shares |
$48,659
|
| June 10 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$512,325
|
| April 10 |
Monmouth Real Estate Investment Trust (NASDAQ: MNRTA) Registered direct placement of common shares |
$30,000
|
|
| 2009 |
|
|
| December 09 |
Dollar Financial Corp (NASDAQ: DLLR) Co-manager of underwritten offering of senior notes |
$600,000
|
|
| October 09 |
Advisor to NRDC Acquisition Corp (NAQ:NYSE Amex) in connection with the conversion to an internally managed retail REIT |
$414,000
|
|
| October 09 |
Brookdale Senior Living Inc. (NYSE: BKD) Advisor to buyer in connection with acquisition of communities from Sunrise Senior Living, Inc. |
$190,000
|
|
| October 09 |
Monmouth Real Estate Investment Corporation (NASDAQ:MNRTA) Registered direct placement of common shares |
$11,250
|
|
| August 09 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$441,000
|
|
| July 09 |
Nationwide Health Properties, Inc. (NYSE: NHP) Served as financial advisor in restructuring of Hearthstone investment |
-
|
|
| 2008 |
|
|
| August 08 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$500,825
|
|
| May 08 |
Omega Healthcare Investors, Inc. (NYSE: OHI) Registered direct placement of common shares |
$100,000
|
|
| May 08 |
Advisor to FSP Park 10 in connection with the merger with Franklin Street Properties (AMEX: FSP) |
$35,450
|
|
| 2007 |
|
|
| December 07 |
Epoch Senior Living, Inc. Advisor to seller in connection with its sale to Nationwide Health Properties, Inc. (NYSE: NHP)
|
$114,263 |
|
| October 07 |
Trilogy Health Services, LLC Advisor to seller in connection with a recapitalization transaction with Lydian Capital Management
|
$300,000
|
|
| August 07 |
HCP, Inc (NYSE: HCP)Advisor to buyer in connection with the acquisition of Slough Estates USA, Inc.
|
$2,900,000
|
|
| July 07 |
Monmouth Real Estate Investment Corporation (NASDAQ: MNRTA) Advisor to buyer regarding a strategic merger with Monmouth Capital Corporation (NASDAQ:MONM)
|
$88,783 |
|
| June 07 |
Emeritus Corporation (AMEX: ESC) Co-manager of underwritten offering of common stock |
$365,825
|
|
February 07 |
Holiday Retirement Corp. Advisor to seller in sale to Fortress Investment Funds
|
$6,656,981 |
|
| 2006 |
|
|
| December 06 |
Holiday Retirement Corp. Fairness opinion rendered in connection with the sale to Fortress Investment Funds |
- |
|
| December 06 |
HCP, Inc. (NYSE: HCP) Advisor to seller in connection with the sale of nursing home portfolio |
$443,500 |
|
| December 06 |
Monmouth Real Estate Investment Corporation (NASDAQ: MNRTA) Co-manager of underwritten offering of preferred stock |
$33,063
|
|
| December 06 |
Nationwide Health Properites, Inc. (NYSE: NHP)Advisor to seller in connection with the sale of assets to Brookdale Senior Living Inc. |
$148,600 |
|
| December 06 |
HCP, Inc (NYSE: HCP) Financial advisory services in connection with the sale of nursing homes to Investors |
$443,500
|
|
| November 06 |
Sizeler Property Investors, Inc. (NYSE: SIZ) Fairness opinion rendered regarding the merger with Revenue Properties Company Ltd |
$434,000
|
|
| November 06 |
HCP, Inc (NYSE: HCP) Co-manager of underwritten offering of common stock |
$1,000,647
|
|
| October 06 |
HCP, Inc (NYSE: HCP) Strategic financial advisor to buyer in connection with the acquisition of CNL Retirement Properties, Inc |
$5,300,000
|
|
| October 06 |
HCP, Inc (NYSE: HCP) Fairness opinion rendered in connection with the acquisition of CNL Retirement Properties, Inc. |
-
|
|
| September 06 |
HCP, Inc (NYSE: HCP) Co-manager of underwritten offering of common stock |
$1,000,647 |
|
| July 06 |
American Retirement Corporation (NYSE: ACR) Advisor to seller regarding the merger with Brookdale Senior Living Inc. |
$1,400,000
|
|
| July 06 |
Brookdale Senior Living Inc. (NYSE: BKD) Co-manager of underwritten offering of common stock |
$873,800
|
|
| May 06 |
Aviv Healthcare Properties, L.P. Financial advisory services in connection with private equity investment by JER Partners |
$100,000
|
|
| May 06 |
Nationwide Health Properties (NYSE: NHP) Co-manager of underwritten offering of common stock |
$222,525
|
|
| May 06 |
Rendered fairness opinion to American Retirement Corp. in connection with the merger with Brookdale Senior Living Inc. |
$1,400,000 |
|
| May 06 |
Rendered fairness opinion to HCP, Inc, Inc. in connection with the merger with CNL Retirement Properties, Inc. |
$5,300,000 |
|
| April 06 |
Rendered fairness opinion to Covenant Care, LLC in connection with management buyout and merger |
$56,090 |
|
| April 06 |
Covenant Care, LLC Rendered solvency opinion in connection with recapitalization of company |
$57,000
|
|
| February 06 |
Advisor to 5 target REITs in connection with merger with Franklin Street Properties (AMEX: FSP) |
$234,700 |
|
| February 06 |
Wellington Healthcare Services, LLC Advisory services in connection with refinancing debt transaction |
$20,300 |
|
| February 06 |
Tanger Factory Outlet Centers, Inc. (NYSE: SKT) Financial advisory services in connection with private placement of preferred stock |
$20,000
|
|
| 2005 |
|
|
| January 05 |
American Retirement Corporation (NYSE: ACR) Financial advisory services in connection with sale of common stock |
$53,044 |
|
| February 05 |
LTC Properties, inc. (NYSE: LTC) Financial Advisor representing LTC Properties, Inc. ("LTC") in connection with the auction of Assisted Living Concepts, Inc. ("ASLC") and lease restructuring negotiations with Extendicare Health Services, Inc., the acquiror of ASLC |
- |
|
| February 05 |
Rendered fairness opinion to Aviv Healthcare Properties, L.P. in connection with roll-up of 57 partnerships |
$283,951 |
|
| March 05 |
Sizeler Property Investors, Inc. (NYSE: SIZ) Registered direct placement of common stock |
$28,477 |
|
| April 05 |
Kramont Realty Trust (NYSE: KRT) Merger Advisor to target in sale to Centro Properties Group |
$1,275,575
|
|
| April 05 |
Aviv Healthcare Properties, L.P.Financial advisory services in connection with roll-up of 43 partnerships |
$203,006
|
|
| April 05 |
Aviv Healthcare Properties, L.P.Financial advisory services in connection with the refinancing of debt |
$135,364 |
|
| |
|
|
|
| May 05 |
Ventas, Inc. (NYSE: VTR) Co-manager of underwritten offering of senior notes |
$350,000 |
|
| May 05 |
Nationwide Health Properties (NYSE: NHP) Co-manager of underwritten offering of senior unsecured notes |
$250,000 |
|
| June 05 |
Windrose Medical Properties Trust (NYSE: WRS) Registered direct placement of convertible preferred stock |
$52,500
|
|
| June 05 |
Aviv Healthcare Properties, L.P. Financial advisory services in connection with roll-up of 14 partnerships |
$80,945
|
|
| June 05 |
Aviv Healthcare Properties, L.P. Financial advisory services in connection with the refinancing of debt |
$49,636 |
|
| July 05 |
LTC Properties, Inc. (NYSE: LTC) Registered direct placement of common stock |
$33,120
|
|
| August 05 |
Rendered fairness opinion to Fortress Investment Funds and related entities in connection with creation of Brookdale Senior Living Inc. |
- |
|
| August 05 |
Tanger Factory Outlet Centers, Inc. (NYSE: SKT) Financial advisory services in connection with sale of common stock |
$81,270 |
|
| August 05 |
Rendered fairness opinions to Fortress Investment Fund I & II and related entities in connection with creation of Brookdale Senior Living (NYSE: BKD) |
- |
|
| October 05 |
Rendered fairness opinion to Tower Investors, Inc. in connection with refinancing/restructuring of Marathon Oil office tower in Houston |
- |
|
| November 05 |
American Retirement Corporation (NYSE: ACR) Acquisition of eight senior living facilities from Epoch Senior Living |
$138,000 |
|
| November 05 |
Windrose Medical Properties Trust (NYSE: WRS) Registered direct placement of common stock |
$42,300 |
|
| December 05 |
Fairness Opinion to the Board of Directors of America First Apartment Investors, Inc. in connection with the acquisition of the property management company |
$11,400 |
|
| December 05 |
America First Apartment Investors, Inc. (NASDAQ: APRO) Acquisition of external advisor
|
$11,400
|
|
| 2004 |
|
|
|
January 04 |
Monmouth REIT (NASDAQ:MNRTA) Registered direct placement of common stock |
$4,050
|
|
|
February 04 |
Monmouth REIT (NASDAQ:MNRTA) Sale of common stock by an affiliate company |
$4,100
|
|
|
February 04 |
LTC Properties, Inc. (NYSE:LTC) Registered direct placement of perpetual preferred
stock |
$100,000
|
|
|
February 04 |
BNP Residential Properties, Inc. (AMEX:BNP) Registered direct placement of
common stock |
$13,812
|
|
|
February 04 |
Omega Healthcare Investors (NYSE:OHI) Registered direct placement of perpetual
preferred stock |
$118,488
|
|
|
May 04 |
Frontenac Company LLC Advisory services in connection with private equity investment in
Trilogy Health Services, LLC |
$135,315
|
|
|
July 04 |
LTC Properties, Inc. (NYSE:LTC) Registered direct placement of perpetual preferred stock |
$62,118
|
|
|
July 04 |
BNP Residential Properties, Inc. (AMEX: BNP) Registered direct placement of common stock |
$17,750
|
|
|
November 04 |
America First Apartment Investors, Inc. (NASDAQ: APRO) Acquisition of property management company |
$6,750
|
|
|
December 04 |
Associated Estates Realty Corp. (NYSE: AEC) Registered direct placement of preferred stock |
$58,000
|
|
| 2003 |
|
|
| January 03 |
Fairness Opinion to Special Committee of the Board of Directors of ARV Assisted Living, Inc. in connection with the $180 million sale to LFSRI II Assisted Living LLC (“Lazard”) |
$180,783 |
|
|
February 03 |
Monmouth REIT (NASDAQ:MNRTA) Registered direct placement of common stock |
$8,325 |
|
|
April 03 |
Nationwide Health Properties (NYSE:NHP) Recapitalization and registered direct
placement of common stock |
$115,500 |
|
|
April 03 |
ARV Assisted Living, Inc (ASE:SRS) Merger Advisor to target in sale
to Prometheus, a Lazard Freres entity |
$180,783
|
|
|
September 03 |
American Retirement Corporation (NYSE:ACR) Sale and Leaseback transaction with
Healthcare Property Investors (NYSE:HCP) |
$171,000 |
|
|
December 03 |
Kramont Realty Trust (NYSE:KRT) Registered direct placement of perpetual preferred
stock |
$60,000 |
|
| 2002 |
|
|
|
January 02 |
Balanced Care Corporation (ASE:BAL) advisory
including exploration of strategic alternatives |
$50,000
|
|
|
April 02 |
Meditrust / La Quinta Corp (NYSE:LQI) advisory services in connection with
sale of miscellaneous senior living assets |
$140,000 |
|
|
April 02
|
Sale of ILM
II Senior Living, Inc. to Five Star Quality
Care (NYSE:FVE) and Senior Housing Properties (NYSE:SNH) |
$45,500
|
|
|
May 02 |
Kramont Realty Trust (NYSE:KRT) Registered direct placement of common stock |
$31,120 |
|
|
May 02 |
Sizeler Property Investors, Inc. (NYSE:SIZ) Registered direct placement
of converts and preferred and exchange offer |
$65,000 |
|
|
December 02 |
Kramont Realty Trust (NYSE:KRT) Registered direct placement of common stock |
$29,992 |
|
|
December 02 |
Winston Hotels (NYSE:WXH) Joint-venture capital raising |
$35,000 |
|
| 2001 |
|
|
January 01 -
December 03 |
Alterra Healthcare Corporation
$2.0 billion Restructuring
|
|
|
|
|
Confirmation and Effective Date of Chapter 11 Plan of Reorganization |
-
|
|
|
|
Sale of restructured company to entity controlled by Fortress Investments through
Court-approved auction process |
$76,000
|
|
|
|
New lease and debt financing / refinancing transactions (5 transactions) |
$250,392
|
|
|
|
Lease restructuring transactions (5 transactions) |
$389,579
|
|
|
|
Secured debt restructuring transactions (6 transactions) |
$268,565
|
|
|
|
Debt for asset exchanges (8 transactions) |
$385,188
|
|
|
|
Cancellation of unsecured debt and other unsecured claims |
$556,000
|
|
|
|
Asset divestitures and portfolio rationalization, including sales and negotiated lease
termination of 59 assets |
$111,050
|
|
|
|
|
|
|
January 01 -
October 02 |
American Retirement Corporation (NYSE:ACR)
$1.0 billion Recapitalization Plan
|
|
|
| |
Mezzanine loan & Equity Investment with Health Care Properties Investors (NYSE:HCP) |
$125,000 |
|
| |
Convertible subordinated debentures exchange offer |
$102,800 |
|
|
|
Advisory services and restructuring of senior secured debt and leases |
$525,000 |
|
|
|
Sale and Leaseback transaction with Nationwide Health Properties (NYSE:NHP) |
$56,500
|
|
| |
Refinancing of mortgage debt with GE Capital Healthcare Financial Services (NYSE:GE) |
$95,700 |
|
|
|
Sale and Leaseback transaction with Healthcare Property Investors (NYSE:HCP) |
$73,200 |
|
| |
|
|
|
| September 01 |
Epoch Senior Living debt and equity restructuring |
$125,000 |
|
| July 01 |
Fairness Opinion to the limited partners of Net 1 L.P. in connection with the $45.0 million completed sale to Lexington Corporate Properties Trust |
$45,000 |
|
| July 01 |
Fairness Opinion to the limited partners of Net 2 L.P. in connection with the $95.0 million completed sale to Lexington Corporate Properties Trust |
$95,000 |
|
| September 01 |
Corporate advisory presentation to the Board of Directors of EPOCH Senior Living, Inc. in connection with the $125 million debt and equity restructuring |
$125,000 |
|
| November 01 |
Sizeler Property Investors, Inc. (NYSE:SIZ) Acquisition
of property management company |
- |
|
| December 01 |
Humphrey Hospitality Trust, Inc. (NASDAQ:HUMP) Advisory
including review of lease and management agreements |
- |
|
| December 01 |
Regent Assisted Living, Inc. (NASDAQ:RGNT) Advisory including consensual
termination of select leased assets (3 lessors) |
- |
|
| December 01 |
Lexington Corporate Properties Trust's' (NYSE:LXP) acquisition of Net 1 L.P. and
Net 2 L.P. |
$143,000 |
|
| December 01 |
Assisted Living Concepts, Inc (NASDAQ:ASLC) Debt
financing from GE Healthcare, formerly Heller Healthcare |
$45,000 |
|
| December 01 |
Corporate advisory letter to the Board of Directors of Humphrey Hospitality Trust, Inc. in connection with the restructuring of approximately $30 million of annual lease payments to an affiliated operator |
- |
|
| December 01 |
Fairness Opinion to the Board of Directors of Sizeler Properties Investors, Inc. in connection with the acquisition of the property management company |
- |
|
|
|
Alterra Healthcare Corporation (ASE:ALI)
Bridge Financing transactions
|
|
|
| 2000 |
|
|
| November 00 |
Fairness Opinion to the limited partners of Net 1 L.P. in connection with the $46.5 million proposed sale to Lexington Corporate Properties Trust |
$46,500 |
|
| August 00 |
Alterra Healthcare Corporation (ASE:ALI) Restructuring
and issuance of PIK convertible securities |
$203,000 |
|
| August 00 |
Capital Senior Living Corporation's (NYSE:CSU) merger
with ILM I Senior Living, Inc. |
$89,500
|
|
| April 00 |
Fairness Opinion to the Special Committee and the Board of Directors of Alterra Healthcare Corp. in connection with the sale of $203 million of convertible debt and preferred securities |
$203,000 |
|
| April 00 |
Fairness Opinion to the Board of Directors of ILM I Senior Living Inc. in connection with the $87.4 million completed merger with Capital Senior Living Corp. |
$87,400 |
|
| April 00 |
Fairness Opinion to the Board of Directors of ILM II Senior Living Inc. in connection with the $67.6 million proposed merger with Capital Senior Living Corp. |
$67,600 |
|
| January 00 |
Alterra Healthcare Corporation (ASE:ALI) Acquisition
of assets from Meditrust and bridge financing |
$77,000 |
|
| 1999 |
|
|
April 99 -
December 00 |
Assisted Living Concepts, Inc. (NASDAQ:ASLC) Consulting services and evaluation
of alternatives |
-
|
|
| October 99 |
Fairness Opinion to the Board of Directors of ILM I Senior Living Inc. in connection with the $97.0 million proposed merger with Capital Senior Living Corp. |
$97,000 |
|
| October 99 |
Fairness Opinion to the Board of Directors of ILM II Senior Living Inc. in connection with the $75.0 million proposed merger with Capital Senior Living Corp. |
$75,000 |
|
| June 99 |
Bridge financing with Greenwich Capital |
$30,000
|
|
| June 99 |
Bridge financing and permanent sale and leaseback financing with Omega Healthcare
Investors, Inc (NYSE:OHI) |
$35,800 |
|
| July 99 |
Alterra Healthcare Corporation (ASE:ALI) Acquisition
of HCR ManorCare assisted living residences |
$200,000 |
|
