| 2011 |
|
|
| Pending |
Advisor to HCP, Inc. (NYSE: HCP) in connection with the purchase of the real estate assets of HCR ManorCare, Inc. |
$6,100,000
|
|
| 2010 |
|
|
| Ongoing |
Red Lion Hotels Corporation (NYSE: RLH) Corporate finance and strategic advisory services |
-
|
| December 10 |
HCP, Inc. (NYSE: HCP) Fairness opinion rendered in connection with the purchase of the real estate assets of HCR ManorCare, Inc. |
-
|
| November 10 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$486,450
|
| October 10 |
Monmouth Real Estate Investment Corporation (NYSE: MNR) Registered direct placement of preferred shares |
$19,614
|
| September 10 |
Aviv REIT, Inc. Financial advisory services in connection with equity investment made by Lindsay Goldberg |
Not Disclosed
|
| August 10 |
LTC Properties, Inc. (NYSE: LTC) Registered direct placement of common shares |
$48,659
|
| July 10 |
Aviv REIT, Inc. Fairness opinion rendered in connection with equity investment made by Lindsay Goldberg, LLC |
-
|
| June 10 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$512,325
|
| April 10 |
Monmouth Real Estate Investment Trust (NASDAQ: MNRTA) Registered direct placement of common shares |
$30,000
|
|
| 2009 |
|
|
| December 09 |
Dollar Financial Corp (NASDAQ: DLLR) Co-manager of underwritten offering of senior notes |
$600,000
|
|
| October 09 |
Advisor to NRDC Acquisition Corp (NAQ:NYSE Amex) in connection with the conversion to an internally managed retail REIT |
$414,000
|
|
| October 09 |
Brookdale Senior Living Inc. (NYSE: BKD) Advisor to buyer in connection with acquisition of communities from Sunrise Senior Living, Inc. |
$190,000
|
|
| October 09 |
Monmouth Real Estate Investment Corporation (NASDAQ:MNRTA) Registered direct placement of common shares |
$11,250
|
|
| August 09 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$441,000
|
|
| July 09 |
Nationwide Health Properties, Inc. (NYSE: NHP) Served as financial advisor in restructuring of Hearthstone investment |
Not Disclosed
|
|
| 2008 |
|
|
| August 08 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$500,825
|
|
| May 08 |
Omega Healthcare Investors, Inc. (NYSE: OHI) Registered direct placement of common shares |
$100,000
|
|
| May 08 |
Advisor to FSP Park 10 in connection with the merger with Franklin Street Properties (AMEX: FSP) |
$35,450
|
|
| 2007 |
|
|
| December 07 |
Epoch Senior Living, Inc. Advisor to seller in connection with its sale to Nationwide Health Properties, Inc. (NYSE: NHP)
|
$114,263 |
|
| October 07 |
Trilogy Health Services, LLC Advisor to seller in connection with a recapitalization transaction with Lydian Capital Management
|
Not Disclosed
|
|
| August 07 |
HCP, Inc (NYSE: HCP)Advisor to buyer in connection with the acquisition of Slough Estates USA, Inc.
|
$2,900,000
|
|
| July 07 |
Monmouth Real Estate Investment Corporation (NASDAQ: MNRTA) Advisor to buyer regarding a strategic merger with Monmouth Capital Corporation (NASDAQ:MONM)
|
$88,783 |
|
| June 07 |
Emeritus Corporation (AMEX: ESC) Co-manager of underwritten offering of common stock |
$365,825
|
|
February 07 |
Holiday Retirement Corp. Advisor to seller in sale to Fortress Investment Funds
|
$6,656,981 |
|
| 2006 |
|
|
| December 06 |
Holiday Retirement Corp. Fairness opinion rendered in connection with the sale to Fortress Investment Funds |
- |
|
| December 06 |
HCP, Inc. (NYSE: HCP) Advisor to seller in connection with the sale of nursing home portfolio |
$443,500 |
|
| December 06 |
Monmouth Real Estate Investment Corporation (NASDAQ: MNRTA) Co-manager of underwritten offering of preferred stock |
$33,063
|
|
| December 06 |
Nationwide Health Properites, Inc. (NYSE: NHP)Advisor to seller in connection with the sale of assets to Brookdale Senior Living Inc. |
$148,600 |
|
| November 06 |
Sizeler Property Investors, Inc. (NYSE: SIZ) Fairness opinion rendered regarding the merger with Revenue Properties Company Ltd |
$434,000
|
|
| September 06 |
HCP, Inc. (NYSE: HCP) Co-manager of underwritten offering of common stock |
$1,000,647
|
|
| October 06 |
HCP, Inc. (NYSE: HCP) Strategic financial advisor to buyer in connection with the acquisition of CNL Retirement Properties, Inc. |
$5,300,000
|
|
| October 06 |
HCP, Inc. (NYSE: HCP) Fairness opinion rendered in connection with the acquisition of CNL Retirement Properties, Inc. |
-
|
|
| July 06 |
American Retirement Corporation (NYSE: ACR) Advisor to seller regarding the merger with Brookdale Senior Living Inc. |
$1,400,000
|
|
| July 06 |
Brookdale Senior Living Inc. (NYSE: BKD) Co-manager of underwritten offering of common stock |
$873,800
|
|
| May 06 |
Aviv Healthcare Properties, L.P. Financial advisory services in connection with private equity investment by JER Partners |
$100,000
|
|
| April 06 |
Covenant Care, LLC |
|
|
Rendered fairness opinion in connection with management buyout and merger |
$56,090
|
|
Rendered solvency opinion in connection with recapitalization of company |
$57,000
|
|
| March 06 |
Nationwide Health Properties (NYSE: NHP) Co-manager of underwritten offering of common stock |
$222,525
|
|
| February 06 |
Advisor to 5 target REITs in connection with merger with Franklin Street Properties (AMEX: FSP) |
$234,700
|
|
| February 06 |
Wellington Healthcare Services, LLC Advisory services in connection with refinancing debt transaction |
$20,300
|
|
| February 06 |
Tanger Factory Outlet Centers, Inc. (NYSE: SKT) Financial advisory services in connection with private placement of preferred stock |
$20,000
|
|
| 2005 |
|
|
| December 05 |
America First Apartment Investors, Inc. (NASDAQ: APRO) Acquisition of external advisor |
$11,400
|
|
| November 05 |
Windrose Medical Properties Trust (NYSE: WRS) Registered direct placement of common stock |
$42,300
|
|
| November 05 |
American Retirement Corporation (NYSE: ACR) Acquisition of 8 senior living facilities from Epoch Senior Living |
$138,000
|
|
| October 05 |
Rendered fairness opinion to Tower Investors, Inc. in connection with refinancing/restructuring of Marathon Oil office tower in Houston |
$75,000
|
|
| August 05 |
Tanger Factory Outlet Centers, Inc. (NYSE: SKT) Financial advisory services in connection with sale of common stock |
$81,270
|
|
| August 05 |
Rendered fairness opinion to Fortress Investment Funds and related entities in connection with creation of Brookdale Senior Living (BKD) |
-
|
|
| July 05 |
LTC Properties, Inc. (NYSE: LTC) Registered direct placement of common shares |
$33,120
|
|
| June 05 |
Windrose Medical Properties Trust (NYSE: WRS) Registered direct placement of convertible preferred stock |
$52,500
|
|
| May 05 |
Ventas, Inc. (NYSE: VTR) Co-manager of underwritten offering of senior notes |
$350,000
|
|
| May 05 |
Nationwide Health Properties (NYSE: NHP) Co-manager of underwritten offering of senior unsecured notes |
$250,000
|
|
| April 05 |
Kramont Realty Trust (NYSE: KRT) Merger Advisor to target in sale to Centro Properties Group |
$1,275,575
|
|
April 05 -
June 05 |
Aviv Healthcare Properties, L.P. |
|
|
Financial advisory services in connection with roll-up of 57 partnerships |
$283,951
|
|
Financial advisory services in connection with the refinancing of debt |
$185,000
|
|
| March 05 |
Sizeler Property Investors, Inc. (NYSE: SIZ) Registered direct placement of common stock |
$28,477
|
|
| February 05 |
LTC Properties, Inc. (NYSE: LTC) Financial Advisor representing LTC Properties, Inc. in connection with the auction of Assisted Living Concepts, Inc. ("ASLC") and lease restructuring negotiations with Extendicare Health Services, Inc., the acquirer of ASLC |
Not Disclosed
|
|
| January 05 |
American Retirement Corporation (NYSE: ACR) Financial advisory services in connection with sale of common stock |
$53,044
|
|
| 2004 |
|
|
| December 04 |
Associated Estates Realty Corporation (NYSE: AEC) Registered direct placement of preferred stock |
$58,000
|
|
| November 04 |
America First Apartment Investors, Inc. (NASDAQ: APRO) Acquisition of property management company |
$6,750
|
|
| July 04 |
LTC Properties, Inc. (NYSE: LTC) Registered direct placement of perpetual preferred stock |
$62,118
|
|
| July 04 |
BNP Residential Properties, Inc. (AMEX: BNP) Registered direct placement of common stock |
$17,750
|
|
| May 04 |
Frontenac Company LLC Advisory services in connection with private equity investment in Trilogy Health Services, LLC |
$135,315
|
|
| February |
LTC Properties, Inc. (NYSE: LTC) Registered direct placement of perpetual preferred stock |
$100,000
|
|
| February 04 |
BNP Residential Properties, Inc. (AMEX: BNP) Registered direct placement of common stock |
$13,812
|
|
| February 04 |
Omega Healthcare Investors (NYSE: OHI) Registered direct placement of perpetual preferred stock |
$118,488
|
|
| February 04 |
Monmouth REIT (NASDAQ: MNRTA) Sale of common stock by an affiliate company |
$4,100
|
|
| January 04 |
Monmouth REIT (NASDAQ: MNRTA) Registered direct placement of common stock |
$4,050
|
|
|
| 2003 |
|
|
| December 03 |
Kramont Realty Trust (NYSE: KRT) Registered direct placement of perpetual preferred stock $60,000 |
$60,000
|
|
| September 03 |
American Retirement Corporation (NYSE: ACR) Sale/Leaseback transaction with Healthcare Property Investors (NYSE:HCP) |
$171,000
|
|
| April 03 |
ARV Assisted Living, Inc. (ASE: SRS) Merger Advisor to target in sale to Prometheus, a Lazard Freres entity |
$180,783
|
|
| April 03 |
Nationwide Health Properties (NYSE: NHP) Recapitalization and registered direct placement of common stock |
$115,500
|
|
| February 03 |
Monmouth REIT (NASDAQ: MNRTA) Registered direct placement of common stock |
$8,325
|
January 01 -
December 03 |
Alterra Healthcare Corporation $2.0 billion Restructuring |
|
|
Confirmation and Effective Date of Chapter 11 Plan of Reorganization |
-
|
|
Sale of restructured company to entity controlled by Fortress Investments through Court-approved auction process |
$76,000
|
|
New lease and debt financing / refinancing transactions (5 transactions) |
$250,392
|
|
Lease restructuring transactions (5 transactions) |
$389,579
|
|
Secured debt restructuring transactions (6 transactions) |
$268,565
|
|
Debt for asset exchanges (8 transactions) |
$385,188
|
|
Cancellation of unsecured debt and other unsecured claims |
$556,000
|
|
Asset divestitures and portfolio rationalization, including sales and negotiated lease terminations of 59 assets |
$111,050
|
|
| 2002 |
|
|
| December 02 |
Kramont Realty Trust (NYSE: KRT) Registered direct placement of common stock |
$29,992
|
|
| December 02 |
Winston Hotels (NYSE: WXH) Joint-venture capital raising |
$35,000
|
|
| May 02 |
Kramont Realty Trust (NYSE: KRT) Registered direct placement of common stock |
$31,120
|
|
| May 02 |
Sizeler Property Investors Inc. (NYSE: SIZ) Registered direct placement of converts and preferred and exchange offer |
$65,000
|
|
| April 02 |
Meditrust / La Quinta Corp (NYSE: LQI) Advisory services in connection with sale of miscellaneous senior living assets |
$140,000
|
|
| April 02 |
Sale of ILM II Senior Living, Inc. to Five Star Quality Care (NYSE:FVE) and Senior Housing Properties (NYSE:SNH) |
$45,500
|
|
| January 02 |
Balanced Care Corporation (ASE: BAL) Advisory including exploration of strategic alternatives |
$50,000
|
|
January 01 -
October 02 |
American Retirement Corporation (NYSE: ACR) $1.0 billion Recapitalization Plan |
|
|
Mezzanine loan & Equity Investment with Health Care Properties Investors (NYSE:HCP) |
$125,000
|
|
Convertible subordinated debentures exchange offer |
$102,880
|
|
Advisory services and restructuring of senior secured debt and leases |
$525,000
|
|
Sale and Leaseback transaction with Nationwide Health Properties (NYSE:NHP) |
$56,500
|
|
Refinancing of mortgage debt with GE Capital Healthcare Financial Services (NYSE:GE) |
$95,700
|
|
Sale and Leaseback transaction with Healthcare Property Investors (NYSE:HCP) |
$73,200
|
|
| 2001 |
|
|
| December 01 |
Humphrey Hospitality Trust Inc. (NASDAQ: HUMP) Advisory including review of lease and management agreements |
-
|
|
| December 01 |
Regent Assisted Living Inc. (NASDAQ: RGNT) Advisory including consensual termination of select leased assets (3 lessors) |
-
|
|
| December 01 |
Assisted Living Concepts Inc. (NASDAQ: ASLC) Debt financing from GE Healthcare, formerly Heller Healthcare |
$45,000
|
|
| December 01 |
Lexington Corporate Properties Trust's (NYSE: LXP) Acquisition of Net 1 L.P. and Net 2 L.P. |
$143,000
|
|
| November 01 |
Sizeler Property Investors Inc. (NYSE: SIZ) Acquisition of property management company |
-
|
|
| September 01 |
Epoch Senior Living Debt and equity restructuring |
$125,000
|
|
| 2000 |
|
|
| August 00 |
Alterra Healthcare Corporation (ASE: ALI) Restructuring and issuance of PIK convertible securities |
$203,000
|
|
| August 00 |
Capital Senior Living Corporation's (NYSE: CSU) Merger with ILM I Senior Living, Inc. |
$89,500
|
|
| January 00 |
Alterra Healthcare Corporation (ASE: ALI) Acquisition of assets from Meditrust and bridge financing |
$77,000
|
|
| 1999 |
|
|
| July 99 |
Alterra Healthcare Corporation (ASE: ALI) Acquisition of HCR Manor Care assisted living residences |
$200,000
|
|
|
Alterra Healthcare Corporation (ASE: ALI) Bridge Financing transactions |
|
| June 99 |
Bridge financing with Greenwich Capital |
$30,000
|
| June 99 |
Bridge financing and permanent sale and leaseback financing with Omega Healthcare Investors, Inc. (NYSE:OHI) |
$35,800
|
|
| April 99 |
Assisted Living Concepts Inc. (NASDAQ: ASLC) Consulting services and evaluation of alternatives |
-
|
